LegalAI[Space]

Corporate and M&A · Deal team, transaction support, supervising partner

Turn a completion checklist into owned action items

Two weeks out from completion on the sale of Redgate Aggregates, the checklist is a spreadsheet nobody trusts. The run reads it against the conditions precedent in the agreement and returns the same list with owners, evidence and outstanding gaps attached.

First draft
An owned checklist comes back within a single run, well before the first completion call.

The problem

Completion checklists drift away from the agreement they are meant to track. A condition added at the third round of mark-ups never reaches the spreadsheet, board minutes get drafted for the wrong company, and the shareholder resolution nobody obtained is discovered on the completion call. The failure is administrative, and the consequence is not.
  1. Step 01 of 05

    Put the deal documents on one matter

    The agreement, the current checklist, the draft board minutes for both companies and the ancillary documents sit together, with the target completion date recorded as a key date.

    Matters · Project Halcyon · SPA warranties and disclosureOpen

    Project Halcyon: SPA warranties and disclosure

    Buy-side warranty review, disclosure analysis and cited due-diligence grid.

    Client
    Halcyon Bidco Ltd
    Reference
    WC-2026-0412
    Practice area
    Corporate / M&A
    Jurisdiction
    England and Wales
    Responsible partner
    E. Vance
    No conflict check on file.

    Chat, on this matter

    Compare warranties with the disclosure letter.

    Three high-priority exceptions require action: the unregistered charge, the change-of-control right and the tribunal claim.

    Send a message… (@ to mention tools)BalancedPrepare for
    1. 25 Aug

      Disclosure exceptions matrix

      Chat

    2. 21 Aug

      Disclosure exceptions matrix

      Run · completed · 560 credits

    3. 18 Aug

      Project Halcyon: Disclosure Letter

      Document · indexed

    4. 16 Aug

      Project Halcyon: Share Purchase Agreement

      Document · indexed

    5. 4 Aug

      Matter opened

      Opened

  2. Step 02 of 05

    Run the checklist against the conditions

    Prepare for: Work-Stream Memo. The instruction asks which conditions precedent are missing from the checklist, which checklist items have no corresponding document, and which corporate approvals the agreement requires.

    Agents · Contract Agent · New runMatter: Northgate · senior associate hire

    Agent

    Jurisdiction

    Prepare for

    Deliver as

    Instruction

    What should the agent look for?

    Documents

    Drop a contract, or pick one from the matter

    Also on the matter

    • Offer_letter_v3.pdf2 pages
    • Staff_handbook_2025.docx61 pages
    • Board_minute_14_Aug.pdf3 pages
    Platform model · zero data retention · audit register on
  3. Step 03 of 05

    Read what is missing

    Three conditions never made it onto the checklist. The board minutes for the seller's parent are drafted in the wrong company's name, and a shareholder approval for a substantial property transaction has no supporting resolution.

    Agents · Contract Agent · Employment Contract Compliance ReviewCompleted
    6 items need your confirmation14 authorities · Where we looked

    Senior Associate Employment Contract: English Law Review

    Summary

    1. 1.

      Clause 9(c), non-competeHigh

      The 12-month prohibition on working for any law firm anywhere in the UK, Ireland or EU, in any capacity, is almost certainly wider than reasonably necessary and therefore unlikely to be enforceable.

      Tillman v Egon Zehnder Ltd [2019] UKSC 32
    2. 2.

      Clause 11, data and monitoringHigh

      Blanket contractual consent is not an adequate basis for general employment processing, special-category data or unrestricted monitoring.

      UK GDPR, Arts 6 and 9
    3. 3.

      Clause 4, holiday carry-overHigh

      The unconditional five-day cap conflicts with mandatory carry-over rights where sickness, statutory leave or employer failure prevents leave being taken.

      Working Time Regulations 1998, regs 13 to 13A
  4. Step 04 of 05

    Take the owned list

    Each item comes back with an owner, the document that would evidence it and the date it is needed by, so the transaction support lead can work the list rather than rebuild it.

    Agents · Contract Agent · Employment Contract Compliance ReviewCompleted
    • Replace the UK/Ireland/EU non-compete with a 3 to 6 month restriction tied to competing corporate-law work.

    • Replace blanket data consent with a lawful-basis clause and a separate monitoring notice.

    • Remove the five-day carry-over cap and reference the statutory carry-over rules.

    • Narrow the client non-solicit to clients dealt with in the final 12 months.

    • Add an explicit working-time opt-out withdrawal mechanism.

    • Confirm the bonus clause states the discretion is exercised in good faith.

  5. Step 05 of 05

    Keep the record

    The run, its checks and the documents it read are written to the audit register, which exports to a spreadsheet or a printable bundle with a content digest.

    Audit register · Calder & Finch LLP · last 24 hours
    5 of 8 entries · digest sha-256
    TimeWhoTypeEntryMatter
    09:36j.okaforDocumentDisclosure_letter_v4.docx uploaded · 18 pagesHAL-2026-0031
    09:30e.vanceConflict checkConflict check on open · no matches across 38 mattersRC-2026-0009
    09:12adminMemberp.hartley added · role: Associate · 4 mattersWorkspace
    08:55r.chenRunDue Diligence Agent · review grid · 12 documentsHAL-2026-0031
    08:40r.chenVerificationVerify all · 6 authorities · 6 verifiedHAL-2026-0031
    Exports carry a content digest so a reviewer can confirm nothing was edited after the fact.

What comes back

A document, not a transcript.

  • Every condition precedent in the agreement matched to a checklist line, with the unmatched ones listed first.
  • Checklist items with no supporting document, separated from those where the document exists but is unsigned.
  • The corporate approvals the agreement calls for, including the shareholder resolution that has no draft.
  • An owned list with dates that the transaction support lead can work from directly.

Authorities it checks

  • Companies Act 2006, s 190
  • Companies Act 2006, s 551
Every source it may cite

What it does not do

  • It does not chase anyone. Owners and dates are set out for a person to act on, and the product sends nothing.
  • It does not confirm that a signature page has been validly executed; it names the document and asks for the signed version.
  • It cannot see documents held in a data room it has no copy of. What is not on the matter is reported as absent.

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