LegalAI[Space]

Private client · Private client fee-earner, executor, probate paralegal

Check a will for execution and capacity issues

An executor has produced a will written on a shop-bought form and signed at a care home eight months before death. The review checks execution, capacity evidence and whether any of the gifts fail as drafted.

First draft
A first read with the execution and capacity points listed arrives from one run.

The problem

A will that looks valid can fail on the attestation, and the people best placed to say what happened at the signing are often the beneficiaries themselves. Capacity concerns raised after the event are almost impossible to answer without contemporaneous notes, so knowing early which evidence to gather is what decides whether the estate ends up in a dispute.
  1. Step 01 of 05

    Open the estate matter

    Client is the executor, practice area Private client, jurisdiction England and Wales, and the conflict check runs against the beneficiaries as well as the deceased.

    Matters · Project Halcyon · SPA warranties and disclosureOpen

    Project Halcyon: SPA warranties and disclosure

    Buy-side warranty review, disclosure analysis and cited due-diligence grid.

    Client
    Halcyon Bidco Ltd
    Reference
    WC-2026-0412
    Practice area
    Corporate / M&A
    Jurisdiction
    England and Wales
    Responsible partner
    E. Vance
    No conflict check on file.

    Chat, on this matter

    Compare warranties with the disclosure letter.

    Three high-priority exceptions require action: the unregistered charge, the change-of-control right and the tribunal claim.

    Send a message… (@ to mention tools)BalancedPrepare for
    1. 25 Aug

      Disclosure exceptions matrix

      Chat

    2. 21 Aug

      Disclosure exceptions matrix

      Run · completed · 560 credits

    3. 18 Aug

      Project Halcyon: Disclosure Letter

      Document · indexed

    4. 16 Aug

      Project Halcyon: Share Purchase Agreement

      Document · indexed

    5. 4 Aug

      Matter opened

      Opened

  2. Step 02 of 05

    Add the will and the surrounding papers

    The will, an earlier will held on file, the care home's medical summary and the attendance note from the solicitor who did not draft it are uploaded.

    Matters · Project Halcyon · SPA warranties and disclosureOpen

    Project Halcyon: SPA warranties and disclosure

    Buy-side warranty review, disclosure analysis and cited due-diligence grid.

    Client
    Halcyon Bidco Ltd
    Reference
    WC-2026-0412
    Practice area
    Corporate / M&A
    Jurisdiction
    England and Wales
    Responsible partner
    E. Vance
    No conflict check on file.

    Chat, on this matter

    Compare warranties with the disclosure letter.

    Three high-priority exceptions require action: the unregistered charge, the change-of-control right and the tribunal claim.

    Send a message… (@ to mention tools)BalancedPrepare for
    1. 25 Aug

      Disclosure exceptions matrix

      Chat

    2. 21 Aug

      Disclosure exceptions matrix

      Run · completed · 560 credits

    3. 18 Aug

      Project Halcyon: Disclosure Letter

      Document · indexed

    4. 16 Aug

      Project Halcyon: Share Purchase Agreement

      Document · indexed

    5. 4 Aug

      Matter opened

      Opened

  3. Step 03 of 05

    Run the validity review

    Prepare for: Work-Stream Memo. The instruction covers execution and attestation, the evidence bearing on capacity, knowledge and approval, and any gift that fails on its wording.

    Agents · Contract Agent · New runMatter: Northgate · senior associate hire

    Agent

    Jurisdiction

    Prepare for

    Deliver as

    Instruction

    What should the agent look for?

    Documents

    Drop a contract, or pick one from the matter

    Also on the matter

    • Offer_letter_v3.pdf2 pages
    • Staff_handbook_2025.docx61 pages
    • Board_minute_14_Aug.pdf3 pages
    Platform model · zero data retention · audit register on
  4. Step 04 of 05

    Read what fails and what is at risk

    One witness is the spouse of a beneficiary, which affects that gift but not the will. A residuary gift to a class described loosely will need construction.

    Agents · Contract Agent · Employment Contract Compliance ReviewCompleted
    6 items need your confirmation14 authorities · Where we looked

    Senior Associate Employment Contract: English Law Review

    Summary

    1. 1.

      Clause 9(c), non-competeHigh

      The 12-month prohibition on working for any law firm anywhere in the UK, Ireland or EU, in any capacity, is almost certainly wider than reasonably necessary and therefore unlikely to be enforceable.

      Tillman v Egon Zehnder Ltd [2019] UKSC 32
    2. 2.

      Clause 11, data and monitoringHigh

      Blanket contractual consent is not an adequate basis for general employment processing, special-category data or unrestricted monitoring.

      UK GDPR, Arts 6 and 9
    3. 3.

      Clause 4, holiday carry-overHigh

      The unconditional five-day cap conflicts with mandatory carry-over rights where sickness, statutory leave or employer failure prevents leave being taken.

      Working Time Regulations 1998, regs 13 to 13A
  5. Step 05 of 05

    Gather the evidence

    Action items name the affidavit of due execution to obtain, the witnesses to contact and the medical records to request, each with an owner.

    Agents · Contract Agent · Employment Contract Compliance ReviewCompleted
    • Replace the UK/Ireland/EU non-compete with a 3 to 6 month restriction tied to competing corporate-law work.

    • Replace blanket data consent with a lawful-basis clause and a separate monitoring notice.

    • Remove the five-day carry-over cap and reference the statutory carry-over rules.

    • Narrow the client non-solicit to clients dealt with in the final 12 months.

    • Add an explicit working-time opt-out withdrawal mechanism.

    • Confirm the bonus clause states the discretion is exercised in good faith.

What comes back

A document, not a transcript.

  • An execution and attestation analysis against the statutory requirements, with the witness problem identified.
  • A capacity assessment based on the documents supplied, stated as an assessment of the evidence rather than a conclusion.
  • The gifts that fail or need construction, each with the wording that causes the difficulty.
  • An evidence-gathering list with owners, covering the affidavit, the witnesses and the medical records.

Authorities it checks

  • Wills Act 1837, s 9
  • Wills Act 1837, s 15
  • Banks v Goodfellow (1870) LR 5 QB 549
  • Mental Capacity Act 2005
Every source it may cite

What it does not do

  • It does not decide whether the testator had capacity. It sets out the evidence and the test and leaves the judgement to the fee-earner.
  • It does not apply for a grant or contact the witnesses.
  • It does not obtain medical records; those are named as an action item with an owner.

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